Build Your Financial Services Business
Access our award wining legal and compliance services to obtain an appropriate AFSL in record time.
Need help? Book a free consultation with one of our AFSL lawyers today.
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AFSL Application
150+ AFSL Applications | 100% Success Rate
Our four-step process streamlines the AFSL application and guarantees that you will obtain an AFSL in record time.
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Free initial consultation with one of our senior lawyers.
You will be guided through the AFSL process. This may include recommendations from us to increase the likelihood of an AFSL being granted.
You will be provided with all of the costs associated with the AFSL application beforehand. Fixed fee, success fee and hourly rate options available.
Engage Us
You and your team will be invited to an initial strategy session with us. The purpose of the session is to ensure your corporate structure and AFSL authorisations are appropriate for your business and objectives.
Advice on the AFSL authorisations required.
We vet any responsible managers that you have proposed to ensure they are appropriate and acceptable to ASIC.
We prepare the documents and proofs that are required to be accompanied with the AFSL application.
Apply for AFSL
We submit the AFSL application on your behalf and are nominated as your representative.
We liaise with ASIC throughout the entire application process.
We review the AFSL authorisations and conditions proposed by ASIC and provide you with advice on whether they are acceptable.
Ongoing Compliance
We prepare the disclosure documents you need to launch your product or service.
We implement the policies and procedures you are required to maintain.
Access our lawyers on an unlimited basis under our fixed fee compliance retainer.
Access our award winning compliance portal.
Compliance & Regulation
Access our industry leading compliance stack.
We prepare tailored compliance and risk frameworks to reflect your business and ensure you are complying with your obligations.
- Drafting compliance policies and procedures
- Advice on legal and compliance obligations
- Responsible manager training and support services
- In-house compliance officer services
Legal
AFSL holders are subject to significant ongoing legal and compliance obligations.
Access our team of expert lawyers to get the support you require.
- AFSL advice
- Drafting disclosure documents (FSG, PDS, IM)
- Drafting product terms and conditions
- Assistance with privacy and AML/CTF obligations
Audits & Investigations
Detecting and remedying issues is a key component of an effective risk and compliance framework.
We audit your policies and procedures to detect deficiencies and breaches and recommend best practice improvements.
We act for AFSL holders who are subject to audits and investigations by ASIC, AUSTRAC and the TPB.
White Label
Our services are white labelled to other law firms so they can continue to provide an excellent service to their clients.
Join the growing number of law firms that white label our services to retain their existing clients and appeal to other financial services companies.
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